-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bbjwis/XQUFeb5FNlkP2AJ36+9+bsmF9Q2MzxKeIdZErAlX2IOiuzIN9O1ZHT7cV MR+E9VSCc7UD13oPiz3mew== 0000912057-97-006234.txt : 19970222 0000912057-97-006234.hdr.sgml : 19970222 ACCESSION NUMBER: 0000912057-97-006234 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970220 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPORT HALEY INC CENTRAL INDEX KEY: 0000892653 STANDARD INDUSTRIAL CLASSIFICATION: MEN'S & BOYS' FURNISHINGS, WORK CLOTHING, AND ALLIED GARMENTS [2320] IRS NUMBER: 841111669 STATE OF INCORPORATION: CO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-45875 FILM NUMBER: 97539054 BUSINESS ADDRESS: STREET 1: 4600 E 48TH AVE CITY: DENVER STATE: CO ZIP: 80216 BUSINESS PHONE: 3033208800 MAIL ADDRESS: STREET 1: 4600 E 48TH AVE CITY: DENVER STATE: CO ZIP: 80216 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROBERTSON STEPHENS & CO INC ET AL CENTRAL INDEX KEY: 0000922235 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 555 CALIFORNIA ST STE 2600 CITY: SAN FRANSICO STATE: CA ZIP: 94104 BUSINESS PHONE: 4157819700 SC 13G 1 SCHEDULE 13G ------------------------------------ OMB APPROVAL ------------------------------------ OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per form 14.90 ------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. *) SPORT-HALEY, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - ------------------------------------------------------------------------------- (Title of Class of Securities) 848925103 - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with the statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 848925103 Page 2 of 7 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON *ROBERTSON, STEPHENS & COMPANY INVESTMENT MANAGEMENT, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION *UNITED STATES - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES * BENEFICIALLY ------------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH *386,600 REPORTING ------------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH * ------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER *386,600 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON *386,600 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) *8.75% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* *IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G CUSIP No. 848925103 Page 3 of 7 Pages ITEM 1. (a) The name of the issuer is SPORT-HALEY, INC. (b) The principal executive office of the issuer is located at 4600 EAST 48TH AVENUE, DENVER, CO, 80216. ITEM 2. (a) The name of the person filing this statement is ROBERTSON, STEPHENS & COMPANY INVESTMENT MANAGEMENT, L.P. ("RSIM, LP") (b) The principal business office of RSIM, LP is located at 555 CALIFORNIA STREET, SUITE 2600, SAN FRANCISCO, CA, 94104. (c) RSIM, LP is a CALIFORNIA limited partnership. (d) This statement relates to shares of COMMON STOCK of SPORT-HALEY, INC. (the"Stock"). (e) The CUSIP number of the Stock is 848925103. SCHEDULE 13G CUSIP No. 848925103 Page 4 of 7 Pages ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: (a) / / Broker or Dealer registered under Section 15 of the Act. (b) / / Bank as defined in section 3(a)(6) of the Act. (c) / / Insurance Company as defined in section 3(a)(19) of the Act. (d) / / Investment Company registered under section 8 of the Investment Company Act. (e) / X / Investment Adviser registered under section 203 of the Investment Advisers Act of 1940. (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see section 240.13d-1(b)(1)(ii)(F). (g) / / Parent Holding Company, in accordance with section 240.13d- 1(b)(1)(ii)(F) (h) Group, in accordance with section 240.13d-1(b)(1)(ii)(H) ITEM 4. OWNERSHIP. (a) RSIM, LP beneficially owns 386,600 shares of the Stock. (b) RSIM, LP beneficially owns 8.75% of the Stock outstanding. (c) (i) * has the sole power to vote or to direct the vote of * shares of the Stock. (ii) RSIM, LP has the shared power to vote or to direct the vote of 386,600 shares of the Stock. (iii) * has the sole power to dispose or to direct the disposition of * shares of the Stock. (iv) RSIM, LP has the shared power to dispose or to direct the disposition of 386,600 shares of the Stock. SCHEDULE 13G CUSIP No. 848925103 Page 5 of 7 Pages ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following / /. Instruction: Dissolution of a group requires a response to this item. SCHEDULE 13G CUSIP No. 848925103 Page 6 of 7 Pages ITEM. 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON * SCHEDULE 13G CUSIP No. 848925103 Page 7 of 7 Pages ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY * ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP * ITEM 9. NOTICE OF DISSOLUTION OF GROUP ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURES After reasonable inquiry and to the best of my knowledge, I certify that the information set forth in this amended statement is true, complete and correct. DATED: FEBRUARY 13, 1997 By: /s/ Robert C. Greenwood ------------------------------ ROBERT C. GREENWOOD VICE PRESIDENT CHIEF COMPLIANCE OFFICER RSIM, LP -----END PRIVACY-ENHANCED MESSAGE-----